Posts Tagged ‘empires’

War and Peace and War

Friday, April 15th, 2011

Book review: War and Peace and War: The Rise and Fall of Empires, by Peter Turchin

This book describes a plausible model of how conflict between hostile cultures such as Islam versus Christianity can create the kind of large-scale cooperation (asabiya) needed to create empires, and that the absence of a nearby border with such a conflict results in the decay of that empire.

It is very hard to evaluate how accurately he analyzes the evidence for his theory without a really complete knowledge of the history of several empires.

Asabiya resembles what Fukuyama calls trust, but is stronger, and includes some willingness to risk ones life for other members of ones society. Turchin implies that this is a desirable quality (although I can’t recall anything explicitly saying that). I wonder whether the wars it contributes to outweigh the benefits. The answer might depend on the extend to which it is possible to have trust without much asabiya (Turchin’s analysis suggests a pessimistic answer).

Much of the book contains standard style histories, mostly of times and places that haven’t received much attention. I often found these parts annoying because I couldn’t figure out which parts contained evidence for Turchin’s model, and most of them didn’t seem important enough for me to remember.

He suggests that inequality within an empire reduces its stability. Most of this isn’t very original nor backed up by much evidence. One idea that I hadn’t heard before involves the upper class intentionally reducing the asabiya of lower classes, especially with extreme forms of inequality such as slavery. It seems quite likely that the upper classes sometimes attempt this. But the other parts of the book suggest that this may backfire – conflict normally increases asabiya. Turchin writes as if geographic separation between the conflicting cultures is needed for this effect, but it isn’t obvious to me why.

The book is in some ways gloomy, suggesting that it would take an alien attack to create a big increase in worldwide cooperation. But he does leave some hope that recent technological changes may have made his model obsolete.

Historical Dynamics

Wednesday, May 20th, 2009

Book review: Historical Dynamics: Why States Rise and Fall by Peter Turchin.

Turchin uses the tools and perspective of population biology to model some important aspects of the growth and collapse of empires. The relatively dry and mathematical style of the book makes it slow reading, but it leaves less ambiguity than most books about history. He has no obvious political biases – it often seems that his main bias is a preference for the tools of biologists over the tools of historians.

One important aspect of his approach is that it models the dynamics of a feature that is roughly described by terms such as solidarity, trust, and cooperation. He convinced me that he has described some of the influences that cause that feature to increase and decrease (the section title “Frontiers as incubators of group solidarity” says a good deal about his model).

Some aspects of the book left me wondering whether his eccentric worldview added anything to my understanding of history, but occasionally he comes up with ideas that have implications that are clearly new to me, such as his suggestion that monogamy can help an empire continue it’s expansion for a longer time.

He makes some serious attempts to test his models against the available data. It’s hard to tell whether enough data is available to adequately test such ambitious claims.

The biggest limitation of the book is that he assumes Malthusian conditions. While it is likely that some of his analysis applies to the industrial world, he thinks it’s premature to ask how much of it applies today. That means it ought to be of interest mainly to historians for now.