empires

All posts tagged empires

Book review: How the World Became Rich: The Historical Origins of Economic Growth, by Mark Koyama and Jared Rubin.

This is a well-written review of why different countries have different wealth, i.e. mostly about the industrial revolution.

The authors predominantly adopt an economist’s perspective, and somewhat neglect the perspective of historians, but manage to fairly present most major viewpoints.

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In 1986, Drexler predicted (in Engines of Creation) that we’d have molecular assemblers in 30 years. They would roughly act as fast, atomically precise 3-d printers. That was the standard meaning of nanotech for the next decade, until more mainstream authorities co-opted the term.

What went wrong with that forecast?

In my review of Where Is My Flying Car? I wrote:

Josh describes the mainstream reaction to nanotech fairly well, but that’s not the whole story. Why didn’t the military fund nanotech? Nanotech would likely exist today if we had credible fears of Al Qaeda researching it in 2001.

I recently changed my mind about that last sentence, partly because of what I recently read about the Manhattan Project, and partly due to the world’s response to COVID.

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Book review: The Dawn of Everything: A New History of Humanity by David Graeber and David Wengrow.

This book is about narratives of human progress. I.e. the natural progression from egalitarian bands of maybe 20 people, to tribes, to chiefdoms, to states, with increasing inequality and domination by centralized bureaucracy. That progress is usually presumed to be driven by changes in occupations from foragers, to gardeners, to farmers, to industry.

Western intellectuals focus on debates between two narratives: Hobbesians, who see this mostly as advances from a nasty state of nature, and those following in Rousseau’s footsteps, who imagine early human societies as somewhat closer to a Garden of Eden. Both narratives suggest that farming societies were miserable places that were either small advances or unavoidable tragedies, depending on what you think they replaced.

Graeber and Wengrow dispute multiple aspects of these narratives. The book isn’t quite organized enough for me to boil their message down to a single sentence. But I’ll focus on what I consider to be the most valuable thread: we should be uncertain about whether humanity made (is making?) a big mistake by accepting oppression as an inevitable price of material wealth.

The Dawn of Everything asks us to imagine that humans could build (and may have been building) sophisticated civilizations without domination by powerful states, and maybe without depending on farming.

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Book review: The Explanation of Ideology: Family Structure and Social Systems, by Emmanuel Todd.

What features distinguish countries that embraced communism from countries that resisted?

Why did Islam spread rapidly for a century and a half, then see relatively few changes in its boundaries for more than a millennium?

Todd’s answer is that the structure of the family is a good deal more stable than ideologies and religions, and different family structures create different constraints on what ideologies and religions will be accepted. Published in 1983, it still seems little-known.

Maybe this neglect is most pronounced in the English-speaking parts of the world, where one family structure is overwhelmingly popular, and alternatives are often dismissed as primitive relics. France seems more conducive to Todd’s insights, since France has four different family structures, each dominating in various regions.

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Dirt

TL;DR: loss of topsoil is a problem, but not a crisis. I’m unsure whether fixing it qualifies as a great opportunity for mitigating global warming.

This post will loosely resemble a review of the book Dirt: The Erosion of Civilizations, by David R. Montgomery. If you want a real review, see Colby Moorberg’s review on Goodreads.

Depletion of topsoil has been an important cause of the collapse of large civilizations. Farmers are often tempted to maximize this year’s production, at the cost of declining crop yields. When declining yields leave an empire unable to feed everyone, farmers are unwilling to adopt techniques that restore the topsoil, because doing so will temporarily decrease production further. The Mayan civilization seems to have experienced three cycles of soil-driven boom and bust lasting around 1000 years per cycle.

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Book review: State, Economy, and the Great Divergence: Great Britain and China, 1680s – 1850s, by Peer Vries.

Yet another book on why Britain and China diverged dramatically starting around 1800. This one focuses on documenting the differences between the regions, with relatively little theorizing.

Some interesting differences of possible relevance to the divergence:

  • British per capita tax collections were 15 times China’s [1]; Vries emphasizes the underlying British bureaucratic competence.
  • Britain changed its tax rules often; China treated tax rules as if set in stone.
  • British tax policy caused it to promote standardization of a wide variety of weights and measures, which helped long-distance trades; China had nothing similar.
  • Britain’s taxation was more egalitarian than China’s (but still much less egalitarian than today).
  • British government debt looked recklessly high; China consistently had a surplus.
  • British elites wanted to keep the masses poor (to make them industrious); China’s elites seemed neutral or had slight preferences for the poor to prosper.
  • Most British workers were nearly slaves – laws restricted their mobility due to the expectation that most who left their area of work were beggars/thieves; China was less restrictive.
  • Britain condoned or supported powerful monopolies; China broke up concentrations of merchant power / capital under the assumption that they came at the expense of ordinary people.
  • Britain had three times as much farm land per capita as China.
  • Britain was more urban, so it had more commercial / monetary activity.
  • China denied that anything outside its borders mattered. Britain had a fairly global worldview.

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Book review: Political Order and Political Decay, by Francis Fukuyama.

This book describes the rise of modern nation-states, from the French revolution to the present.

Fukuyama focuses on three features that influence national success: state (effective bureaucracy), rule of law, and autonomy (democratic accountability).

Much of the book argues against libertarian ideas from a fairly centrist perspective, although he mostly avoids directly discussing libertarian beliefs. Instead, he implies that we should de-emphasize debates over big government versus small government, and look more at effectiveness versus corruption (i.e. we should pull sideways).

Many of these ideas build on what Fukuyama wrote in Trust – I suggest reading that book first.

1.

War! What Is It Good For?. Fukuyama believes that war sometimes causes states to make their bureaucracy more efficient. Fukuyama is more credible here than Morris because Fukuyama is more cautious about the effects he claims to see.

The book suggests that young nations have some key stage where threat of conquest can create the right incentives for developing an efficient bureaucracy (i.e. without efficient support for the military, including effective taxation, they get absorbed into a state that does better at those tasks). Without such a threat, states can get stuck in an equilibrium where the bureaucracy simply serves a small number of powerful people. But with such a threat, politicians need to delegate enough authority that the bureaucracy develops some independence, which enables it to care about broader notions of national welfare. (Fukuyama talks as if the bureaucracies are somewhat altruistic. I think of it more as the bureaucracies caring about their long-term revenue source, when individual politicians don’t hold power long enough to care about the long term).

It seems plausible that China would have helped to lead the industrial revolution if it had faced a serious risk of being conquered in the 17th and 18th centuries. China’s relative safety back then seems to have left it complacent and stagnant.

2.

Fukuyama hints that the three pillars of modern nation-states (state, law, autonomy) have roughly equal importance.

Yet I don’t buy that. I expect that whatever virtues are responsible for the rule of law are a good deal more important than effective bureaucracies or democratic accountability.

Fukuyama doesn’t make a strong case for the value of democracy for national success, presumably in part because he expects most readers to already agree with him about that. I’ll conjecture that democracy is mostly a byproduct of success at the other features that Fukuyama considers important.

It’s likely that democracy is somewhat valuable for generating fairness, but that has limited relevance to what Fukuyama tries to explain (i.e. mainly power and wealth).

3.

Full-fledged rule of law might be needed to get all the benefits of the best modern societies. But the differences between good and bad nations seems to have originated well before those nations had more than a rudimentary version of rule of law.

That suggests some underlying factor that matters – maybe just the basic notion of law as something separate from individual leaders or ethnic groups (Fukuyama’s previous book says Christianity played an important role here); or maybe the kind of cultural advance suggested by Greg Clark.

Fukuyama argues that it’s risky to adopt democracy before creating effective states and the rule of law. He’s probably right to expect that such democracies will be dominated by people who fight to get the spoils of politics for their family / clan / ethnic group, with little thought to national wellbeing.

4.

National identity is important for producing the kind of government that Fukuyama likes. It’s hard for government employees to focus on the welfare of the nation if they identify mainly as members of a non-majority ethnic group.

He mentions that the printing press helped create national identities out of more fragmented cultures. This seems important enough to Europe’s success that it deserves more emphasis than the two paragraphs he devotes to it.

He describes several countries that started out as a patchwork of ethnic groups, and had differing degrees of success at developing a unified national identity: Tanzania, Kenya, Nigeria, and Indonesia. I was a bit disappointed that the differences there seemed to be mostly accidents of the personalities of leading politicians.

He talks as if the only two options for such regions were to develop a clear national identity or be crippled by ethnic conflict. Why not also consider the option of splitting into smaller political units that can aim to become city-states such as Singapore and Dubai?

5.

He makes many minor claims that sound suspicious enough for me to have moderate doubts about trusting his scholarship.

For example, he tries to refute claims that “industrial policy never works”, mainly by using the example of the government developing the internet. (His use of the word “never” suggests that he’s not exactly attacking the most sophisticated version of the belief in question). How familiar is he with the history of the internet? The entities in charge of internet tried to restrict commercial use until 1995. Actual commercial use of the internet started before the government made a clear decision to tolerate such use, much less endorse it. So Fukuyama either has a faulty understanding of internet history, or is using the phrase industrial policy in a way that puzzles me.

Then there’s the claim that the Spanish conquered important parts of the New World before the native nations had declined due to European diseases. Fukuyama seems unfamiliar with the contrary evidence reported by Charles C. Mann in 1491 and 1493. Mann may not be an ideal source, but he appears at least as reliable as the sources that Fukuyama cites.

6.

That leads into more general doubts about history books, especially ambitiously broad books aimed at popular audiences.

Tetlock’s research into the accuracy of political pundits has led me to assume that a broad range of “expert” commentary is roughly equivalent to random guessing. Much of what historians do [1] seems quite similar to the opinions of the experts that Tetlock studies. Neither historians nor political pundits get adequate feedback about mistaken beliefs, or get significant rewards for insights that are later confirmed by new evidence. That leads me to worry that the study of history is little better than voodoo.

7.

In sum, I can’t quite decide whether to recommend that you read this book.

[1] – I.e. drawing inferences from aggregations of data. That’s not to say that historians don’t devote lots of time to reporting observed facts. But most of those facts don’t have value to me unless I can generalize from them in ways that help me understand the future. Historian’s choices of what facts to emphasize will unavoidably influence any generalizations I draw.

Book review: War! What Is It Good For?: Conflict and the Progress of Civilization from Primates to Robots, by Ian Morris.

This book’s main argument can be broken down into two ideas:

  1. War creates powerful leviathans and occasionally globocops.
  2. The resulting monopoly on the use of violence is important for (or necessary to) creating low-violence societies.

(2) overlaps a lot with Pinker’s The Better Angels of Our Nature. Pinker’s version is sufficiently better that reading Morris’ version adds little value.

(1) is an old idea (“war is the health of the state”) that seems mildly controversial in its stronger versions. But Morris is relatively cautious here, admitting that many wars were destructive.

He goes around labeling many wars as productive or not, in a way that had me wondering whether he thought that was observable while the wars were in progress. When he got to World War II, it became clear that he considered that at least sometimes impossible: World War I initially looked harmful (ruining Britain’s globocop status), but when seen in combination with World War II he is able to classify it as productive (enabling the US to become a globocop).

Morris sometimes hints at a stronger version of (1) that would say leviathans or equivalent civilizing institutions couldn’t have been created without war. Morris never attempts to make much of an argument for such a strong claim. He does provide some arguments for the hypothesis that wars sped up the creation of peace-keeping leviathans. Whether that makes some wars good depends heavily on what would have happened without those wars, and Morris provides little insight about that.

If Morris were interested in testing his claims, wouldn’t he have discussed Switzerland? Swiss involvement in war over the past 200 years seems to consist of just a civil war in November 1847 with fewer than 100 deaths. Morris’ beliefs seem to imply Switzerland has lots of violence, yet Swiss homicide rates are unusually low (lower than the rest of western Europe). Maybe responding sensibly to the threat of war provides the benefits that Morris talks about, with few of the costs?

Much the book’s claims seem reasonable: wars did have some tendency to create stronger leviathans, and those leviathans did have some peace-keeping benefits. Yet those claims don’t come close to demonstrating the existence of “productive war”.

Book review: Foragers, Farmers, and Fossil Fuels: How Human Values Evolve, by Ian Morris.

This book gives the impression that Morris had a halfway decent book in mind, but forgot to write down important parts of it.

He devotes large (possibly excessive) parts of the book to describing worldwide changes in what people value that correlate with the shifts to farming and then industry.

He convinces me that there’s some sort of connection between those values and how much energy per capita each society is able to use. He probably has a clue or two what that connection is, but the book failed to enlighten me about the connection.

He repeatedly claims that each age gets the thought that it needs. I find that about as reasonable as claiming that the widespread malnutrition associated with farming was what farming cultures needed. Indeed, his description of how farming caused gender inequality focuses on increased ability of men to inflict pain on women, and on increased incentives to do so. That sounds like a society made worse off, not getting what it needs.

He mentions (almost as an afterthought) some moderately interesting models of what caused specific changes in values as a result of the agricultural revolution.

He does an ok job of explaining the increased support for hierarchy in farming societies as an effect of the community size increasing past the Dunbar Number.

He attributes the reduced support for hierarchy in the industrial world to a need for interchangeable citizens. But he doesn’t document that increased need for interchangeability, and I’m skeptical that any such effect was strong. See The Institutional Revolution for a well thought out alternative model.

I had hoped to find some ideas about how to predict value changes that will result from the next big revolution. But I can’t figure out how to usefully apply his ideas to novel situations.

See also Robin Hanson’s review.

Book review: The Measure of Civilization: How Social Development Decides the Fate of Nations, by Ian Morris.

The ambitious attempt to quantify the sophistication of societies is a partial success.

His goal is to compare the development of the two leading centers of human progress over the past 16000 years (western Eurasia and eastern Asia).

I read this book before looking at summaries of his previous book. The Measure of Civilization was designed to provide support for the claims in the prior book, but was objective enough that I didn’t infer from it what the main message of the prior book was.

When I focus on the numbers in this book and ignore other ideas I’ve read, the most plausible hypothesis I see is that the east followed a more risk-averse strategy than the west. The west suffered at least one crash (200-700 CE) that was a good deal worse than anything the east is known to have experienced.

He tries to measure four different quantities and aggregate them into an index. But the simplest way to scale them leaves two (information use and military power) insignificant until about 1900, then rising at a rate which seems likely to make them the only factors that matter to the index fairly soon. He briefly looks at some better ways to aggregate them, but they still seem inadequate.

In sum, the basic idea behind measuring those four quantities seems sound. If he wasn’t any more arbitrary about it than I suspect, then the book has been somewhat helpful at clarifying the trends over time of the leading human cultures, and maybe added a tiny bit of insight into the differences between east and west.